Extension of SPP offer and updated Appendix 3B
Released
Released
Announcement PDF
ASX/Media Announcement
18 June 2020
Extension of SPP Offer
Kingston Resources Limited (ASX: KSN) (Kingston or the Company) advises the Board has resolved to
extend the closing date of the Share Purchase Plan (SPP) as per the timetable lodged with the ASX on 27
May 2020.
The updated Appendix 3B in relation to the SPP is attached to this announcement.
Share Purchase Plan
Kingston is pleased to offer existing eligible shareholders the opportunity to participate in a Share Purchase
Plan to raise up to $2,000,000 at the same issue price as the Placement announced to the ASX on 27 May
2020, being $0.16 per share.
The SPP is now scheduled to close at 5:00pm (AEST) on 3 July 2020.
Indicative SPP Timetable*
Event
SPP Record Date
SPP Offer Documents Dispatched
SPP Opening Date
Revised SPP Closing Date
Revised Announcement of results
Revised Issue of New Shares and lodgment of Appendix 2A
Date
26 May 2020
1 June 2020
1 June 2020
3 July 2020
8 July 2020
14 July 2020
*The timetable above is indicative only and may be subject to change. The commencement of trading of new
shares is subject to confirmation from the ASX.
ASX: KSN
Shares on Issue: 217M
Market Cap: A$31M
Cash: A$2.0M (31 Mar 2020)
201/110 Pacific Hwy,
North Sydney, NSW 2060
+61 2 8021 7492
info@kingstonresources.com.au
www.kingstonresources.com.au
@KSNResources
This release has been authorised by the Kingston Resources Limited Managing Director, Andrew Corbett.
For all enquiries please contact Managing Director, Andrew Corbett, on +61 2 8021 7492.
About Kingston Resources
Kingston Resources is a metals exploration company which is focused on exploring and developing the worldclass Misima Gold Project in PNG. Misima hosts a JORC resource of 3.2Moz Au. Misima was operated as a
profitable open pit mine by Placer Pacific between 1989 and 2001, producing over 3.7Moz before it was
closed when the gold price was below US$300/oz. The Misima Project offers outstanding potential for
additional resource growth through exploration success targeting extensions and additions to the current
3.2Moz Resource base. Kingston currently owns 80% of the Misima Gold Project.
In addition, Kingston owns 75% of the high-grade Livingstone Gold Project in Western Australia where active
exploration programs are also in progress.
Kingston project locations
The Misima Mineral Resource estimate outlined below was released in an ASX announcement on 21 May
2020. Further information relating to the resource is included within the original announcement.
Resource
Category
Cutoff
(g/t Au)
Tonnes
(Mt)
Gold Grade
(g/t Au)
Silver Grade
(g/t Ag)
Au
(Moz)
Ag
(Moz)
Indicated
0.4
49.9
0.95
5.7
1.52
8.9
Inferred
0.4 & 0.8
55.6
0.92
7.7
1.64
13
0.4
105.5
0.93
6.5
3.21
Misima JORC 2012 Mineral Resource Estimate summary table
21.9
Total
Competent Persons Statement and Disclaimer
The information in this report that relates to Exploration Results and Mineral Resources is based on information compiled by Mr.
Stuart Hayward (BSc (Geology)) MAIG, a Competent Person who is a member of the Australian Institute of Geoscientists. Mr.
Hayward is an employee of the Company and has sufficient experience that is relevant to the style of mineralisation and type of
deposit under consideration and to the activity being undertaken to qualify as a Competent Person as defined in the 2012 Edition of
the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves”. Mr. Hayward consents to the
inclusion in this report of the matters based upon the information in the form and context in which it appears.
Kingston confirms that it is not aware of any new information or data that materially affects the information included in all ASX
announcements referenced in this release, and that all material assumptions and technical parameters underpinning the estimates
in these announcements continue to apply and have not materially changed.
2
This appendix is available as an online form
Only use this form if the online version is not available
+Rule 3.10.3
Appendix 3B
Proposed issue of +securities
Information and documents given to ASX become ASX’s property and may be made public.
If you are an entity incorporated outside Australia and you are proposing to issue a new class of
+securities other than CDIs, you will need to obtain and provide an International Securities
Identification Number (ISIN) for that class. Similarly, if you are an entity incorporated outside Australia,
the +securities proposed to be issued are in an existing class of +security but the event timetable
includes a period of rights or +deferred settlement trading, you will need to obtain and provide an ISIN
code for the rights and/or the deferred settlement +securities. Further information on the requirement
for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create
the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in
specific notes for certain questions. The balance of the information, where applicable, must be
provided as soon as reasonably practicable by the entity.
Part 1 – Entity and announcement details
Question
no
Question
Answer
1.1
*Name of entity
We (the entity here named)
give ASX the following
information about a proposed
issue of +securities and, if ASX
agrees to +quote any of the
+securities (including any
rights) on a +deferred
settlement basis, we agree to
the matters set out in
Appendix 3B of the ASX
Listing Rules
KINGSTON RESOURCES LIMITED
1.2
*Registration type and number
ABN 44009148529
Please supply your ABN, ARSN,
ARBN, ACN or another registration
type and number (if you supply
another registration type, please
specify both the type of registration
and the registration number).
1.3
*ASX issuer code
KSN
1.4
*This announcement is
☐ A new announcement
Tick whichever is applicable.
☒ An update/amendment to a previous announcement
☐ A cancellation of a previous announcement
1.4a
*Reason for update
Mandatory only if “Update” ticked in
Q1.4 above. A reason must be
provided for an update.
1.4b
*Date of previous
announcement to this update
Change to timetable for Share Purchase Plan (see 4C.5
to 4C.7)
27 May 2020
Mandatory only if “Update” ticked in
Q1.4 above.
+ See chapter 19 for defined terms
31 January 2020
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Only use this form if the online version is not available
1.4c
Appendix 3B
Proposed issue of +securities
*Reason for cancellation
Mandatory only if “Cancellation” ticked
in Q1.4 above.
1.4d
*Date of previous
announcement to this
cancellation
Mandatory only if “Cancellation” ticked
in Q1.4 above.
1.5
*Date of this announcement
18 June 2020
1.6
*The proposed issue is:
☐ A +bonus issue (complete Parts 2 and 8)
Note: You can select more than one
type of issue (e.g. an offer of
securities under a securities purchase
plan and a placement, however ASX
may restrict certain events from being
announced concurrently). Please
contact your listing adviser if you are
unsure.
☐ A standard +pro rata issue (non-renounceable or
renounceable) (complete Q1.6a and Parts 3 and 8)
☐ An accelerated offer (complete Q1.6b and Parts 3 and 8)
☒ An offer of +securities under a +securities purchase
plan (complete Parts 4 and 8)
☐ A non-+pro rata offer of +securities under a
+disclosure document or +PDS (complete Parts 5 and 8)
☐ A non-+pro rata offer to wholesale investors under an
information memorandum (complete Parts 6 and 8)
☒ A placement or other type of issue (complete Parts 7 and
8)
1.6a
*The proposed standard +pro
rata issue is:
Answer this question if your response
to Q1.6 is “A standard pro rata issue
(non-renounceable or renounceable).”
☐ Non-renounceable
☐ Renounceable
Select one item from the list
1.6b
*The proposed accelerated
offer is:
☐ Accelerated non-renounceable entitlement offer
(commonly known as a JUMBO or ANREO)
Answer this question if your response
to Q1.6 is “An accelerated offer”
☐ Accelerated renounceable entitlement offer
(commonly known as an AREO)
Select one item from the list
☐ Simultaneous accelerated renounceable entitlement
offer (commonly known as a SAREO)
☐ Accelerated renounceable entitlement offer with dual
book-build structure (commonly known as a
RAPIDS)
☐ Accelerated renounceable entitlement offer with retail
rights trading (commonly known as a PAITREO)
+ See chapter 19 for defined terms
31 January 2020
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Only use this form if the online version is not available
Appendix 3B
Proposed issue of +securities
Part 2 – Details of proposed +bonus issue
If your response to Q1.6 is “A bonus issue”, please complete Parts 2A – 2D and the details of the securities proposed to be
issued in Part 8. Refer to section 1 of Appendix 7A of the Listing Rules for the timetable for bonus issues.
Part 2A – Proposed +bonus issue – conditions
Question
No.
Question
Answer
2A.1
*Are any of the following approvals required
for the +bonus issue to be unconditional?
• +Security holder approval
• Court approval
• Lodgement of court order with +ASIC
• ACCC approval
• FIRB approval
• Another approval/condition external to
the entity.
Yes or No
If any of the above approvals apply to the bonus issue,
they must be obtained before business day 0 of the
timetable. The relevant approvals must be received
before ASX can establish an ex market in the
securities.
2A.1a
Conditions
Answer these questions if your response to Q2A.1 is “Yes”.
Select the applicable approval(s) from the list. More than one approval can be selected. The “date for
determination” is the date that you expect to know if the approval is given (for example, the date of the security
holder meeting in the case of security holder approval or the date of the court hearing in the case of court
approval).
*Approval/ condition
Type
*Date for
determination
*Is the date
estimated or
actual?
*Approval received/
condition met?
Comments
Please respond “Yes” or
“No”. Only answer this
question when you know
the outcome of the
approval. Please advise
before business day 0 of
the Appendix 7A bonus
issue timetable.
+Security holder
approval
Court approval
Lodgement of court
order with +ASIC
ACCC approval
FIRB approval
Other (please specify
in comment section)
+ See chapter 19 for defined terms
31 January 2020
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Only use this form if the online version is not available
Appendix 3B
Proposed issue of +securities
Part 2B – Proposed +bonus issue - issue details
Question
No.
Question
2B.1
*Class or classes of +securities that will
participate in the proposed +bonus issue
(please enter both the ASX security code &
description)
Answer
If more than one class of security will participate in the
proposed bonus issue, make sure you clearly identify
any different treatment between the classes.
2B.2
*Class of +securities that will be issued in
the proposed +bonus issue (please enter
both the ASX security code & description)
2B.3
*Issue ratio
for
Enter the quantity of additional securities to be issued
for a given quantity of securities held (for example, 1
for 2 means 1 new security issued for every 2 existing
securities held).
Please only enter whole numbers (for example, a
bonus issue of 1 new security for every 2.5 existing
securities held should be expressed as “2 for 5”).
2B.4
*What will be done with fractional
entitlements?
☐ Fractions rounded up to the next whole
number
Select one item from the list.
☐ Fractions rounded down to the nearest
whole number or fractions disregarded
☐ Fractions sold and proceeds distributed
☐ Fractions of 0.5 or more rounded up
☐ Fractions over 0.5 rounded up
☐ Not applicable
2B.5
*Maximum number of +securities proposed
to be issued (subject to rounding)
Part 2C – Proposed +bonus issue – timetable
Question
No.
Question
2C.1
*+Record date
Answer
Record date to identify security holders entitled to
participate in the bonus issue. Per Appendix 7A section
1 the record date must be at least 4 business days
from the announcement date (day 0).
2C.3
*Ex date
Per Appendix 7A section 1 the ex date is one business
day before the record date. This is also the date that
the bonus securities will commence quotation on a
deferred settlement basis.
2C.4
*Record date
Same as Q2C.1 above
+ See chapter 19 for defined terms
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2C.5
Appendix 3B
Proposed issue of +securities
*+Issue date
Per Appendix 7A section 1 the issue date should be at
least one business day and no more than 5 business
days after the record date (the last day for the entity to
issue the bonus securities and lodge an Appendix 2A
with ASX to apply for quotation of the bonus
securities). Deferred settlement trading will end at
market close on this day.
2C.6
*Date trading starts on a normal T+2 basis
Per Appendix 7A section 1 this is one business day
after the issue date.
2C.7
*First settlement date of trades conducted
on a +deferred settlement basis and on a
normal T+2 basis
Per Appendix 7A section 1 this is two business days
after trading starts on a normal T+2 basis (3 business
days after the issue date).
Part 2D – Proposed +bonus issue – further information
Question
No.
Question
Answer
2D.1
*Will holdings on different registers or sub
registers be aggregated for the purposes of
determining entitlements to the +bonus
issue?
Yes or No
2D.1a
Please explain how holdings on different
registers or subregisters will be aggregated
for the purposes of determining entitlements
Answer this question if your response to Q2D.1 is
“Yes”.
2D.2
*Countries in which the entity has +security
holders who will not be eligible to participate
in the proposed +bonus issue
Note: The entity must send each holder to whom it will
not offer the securities details of the issue and advice
that the entity will not offer securities to them (listing
rule 7.7.1(b)).
2D.3
*Will the entity be changing its
dividend/distribution policy as a result of the
proposed +bonus issue
2D.3a
Please explain how the entity will change its
dividend/distribution policy if the proposed
+bonus issue proceeds
Yes or No
Answer this question if your response to Q2D.3 is
“Yes”.
2D.4
*Details of any material fees or costs to be
incurred by the entity in connection with the
proposed +bonus issue
2D.5
Any other information the entity wishes to
provide about the proposed +bonus issue
+ See chapter 19 for defined terms
31 January 2020
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Appendix 3B
Proposed issue of +securities
Part 3 – Details of proposed entitlement offer
If your response to Q1.6 is “A standard pro rata issue (non-renounceable or renounceable)” or “An accelerated offer”, please
complete parts 3A, 3F and 3G and the details of the securities proposed to be issued in Part 8. Please also complete Parts 3B
and 3C if your response to Q1.6 is “A standard pro rata issue (non-renounceable or renounceable)” and Parts 3D and 3E if your
response to Q1.6 is “An accelerated offer”. Refer to sections 2,3,4,5 and 6 of Appendix 7A of the Listing Rules for the respective
timetables for entitlement offers, including non-renounceable, renounceable and accelerated offers.
Part 3A – Proposed entitlement offer – conditions
Question
No.
Question
Answer
3A.1
*Are any of the following approvals required
for the entitlement offer to be unconditional?
• +Security holder approval
• Court approval
• Lodgement of court order with +ASIC
• ACCC approval
• FIRB approval
• Another approval/condition external to
the entity.
Yes or No
If any of the above approvals apply to the entitlement
offer, they must be obtained before business day 0 of
the timetable. The relevant approvals must be received
before ASX can establish an ex market in the
securities.
3A.1a
Conditions
Answer these questions if your response to Q3A.1 is “Yes”.
Select the applicable approval(s) from the list. More than one approval can be selected. The “date for
determination” is the date that you expect to know if the approval is given (for example, the date of the security
holder meeting in the case of +security holder approval or the date of the court hearing in the case of court
approval).
*Approval/ condition
Type
*Date for
determination
*Is the date
estimated or
actual?
**Approval received/
condition met?
Comments
Please respond “Yes” or
“No”. Only answer this
question when you know
the outcome of the
approval. Please advise
before +business day 0
of the relevant Appendix
7A entitlement offer
timetable.
+Security holder
approval
Court approval
Lodgement of court
order with +ASIC
ACCC approval
FIRB approval
Other (please specify
in comment section)
+ See chapter 19 for defined terms
31 January 2020
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Appendix 3B
Proposed issue of +securities
Part 3B – Proposed standard pro rata issue entitlement offer - offer details
If your response to Q1.6 is “A standard pro rata issue (non-renounceable or renounceable)”, please complete the relevant
questions in this part.
Question
No.
Question
3B.1
*Class or classes of +securities that will
participate in the proposed entitlement offer
(please enter both the ASX security code &
description)
Answer
If more than one class of security will participate in the
proposed entitlement offer, make sure you clearly
identify any different treatment between the classes.
3B.2
*Class of +securities that will be issued in
the proposed entitlement offer (please enter
both the ASX security code & description)
3B.3
*Offer ratio
for
Enter the quantity of additional securities to be offered
for a given quantity of securities held (for example, 1
for 2 means 1 new security will be offered for every 2
existing securities held).
Please only enter whole numbers (for example, an
entitlement offer of 1 new security for every 2.5 existing
securities held should be expressed as “2 for 5”).
3B.4
*What will be done with fractional
entitlements?
☐Fractions rounded up to the next whole
number
Select one item from the list.
☐Fractions rounded down to the nearest
whole number or fractions disregarded
☐Fractions sold and proceeds distributed
☐Fractions of 0.5 or more rounded up
☐Fractions over 0.5 rounded up
☐Not applicable
3B.5
*Maximum number of +securities proposed
to be issued (subject to rounding)
3B.6
*Will individual +security holders be
permitted to apply for more than their
entitlement (i.e. to over-subscribe)?
3B.6a
*Describe the limits on over-subscription
Yes or No
Answer this question if your response to Q3B.6 is
“Yes”.
3B.7
*Will a scale back be applied if the offer is
over-subscribed?
3B.7a
*Describe the scale back arrangements
Yes or No
Answer this question if your response to Q3B.7 is
“Yes”.
3B.8
*In what currency will the offer be made?
For example, if the consideration for the issue is
payable in Australian Dollars, state AUD.
3B.9
*Has the offer price been determined?
+ See chapter 19 for defined terms
31 January 2020
200968_4120257_1
Yes or No
Page 7
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3B.9a
Appendix 3B
Proposed issue of +securities
*What is the offer price per +security?
Answer this question if your response to Q3B.9 is “Yes”
using the currency specified in your answer to Q3B.8.
3B.9b
*How and when will the offer price be
determined?
Answer this question if your response to Q3B.9 is “No”.
Part 3C – Proposed standard pro rata issue – timetable
If your response to Q1.6 is “A standard pro rata issue (non-renounceable or renounceable)”, please complete the relevant
questions in this part.
Question
No.
Question
3C.1
*+Record date
Answer
Record date to identify security holders entitled to
participate in the issue. Per Appendix 7A sections 2
and 3 the record date must be at least 3 business days
from the announcement date (day 0)
3C.2
*Ex date
Per Appendix 7A sections 2 and 3 the Ex Date is one
business day before the record date. For renounceable
issues, this is also the date that rights will commence
quotation on a deferred settlement basis.
3C.3
*Date rights trading commences
For renounceable issues only - this is the date that
rights will commence quotation initially on a deferred
settlement basis
3C.4
*Record date
Same as Q3C.1 above
3C.5
*Date on which offer documents will be sent
to +security holders entitled to participate in
the +pro rata issue
The offer documents can be sent to security holders as
early as business day 4 but must be sent no later than
business day 6. Business day 6 is the last day for the
offer to open.
For renounceable issues, deferred settlement trading in
rights ends at the close of trading on this day. Trading
in rights on a normal (T+2) settlement basis will start
from market open on the next business day (i.e.
business day 7) provided that the entity tells ASX by
12pm Sydney time that the offer documents have been
sent or will have been sent by the end of the day.
3C.6
*Offer closing date
Offers close at 5pm on this day. The date must be at
least 7 business days after the entity announces that
the offer documents have been sent to holders.
3C.7
*Last day to extend the offer closing date
At least 3 business days’ notice must be given to
extend the offer closing date.
3C.8
*Date rights trading ends
For renounceable issues only - rights trading ends at
the close of trading 5 business days before the
applications closing date.
+ See chapter 19 for defined terms
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3C.9
Appendix 3B
Proposed issue of +securities
*Trading in new +securities commences on
a deferred settlement basis
Non-renounceable issues - the business day after the
offer closing date
Renounceable issues – the business day after the date
rights trading ends
3C.10
*Last day for entity to announce the results
of the offer to ASX, including the number
and percentage of +securities taken up by
existing +security holders and any shortfall
taken up by underwriters or other investors
No more than 3 business days after the offer closing
date
3C.11
*Issue date
Per Appendix 7A section 2 and section 3, the issue
date should be no more than 5 business days after the
offer closes date (the last day for the entity to issue the
securities taken up in the pro rata issue and lodge an
Appendix 2A with ASX to apply for quotation of the
securities). Deferred settlement trading will end at
market close on this day.
3C.12
*Date trading starts on a normal T+2 basis
Per Appendix 7A section 2 and 3 this is one business
day after the issue date.
3C.13
*First settlement date of trades conducted
on a +deferred settlement basis and on a
normal T+2 basis
Per Appendix 7A section 2 and 3 1 this is two business
days after trading starts on a normal T+2 basis (3
business days after the issue date).
Part 3D – Proposed accelerated offer – offer details
Question
No.
Question
3D.1
*Class or classes of +securities that will
participate in the proposed entitlement offer
(please enter both the ASX security code &
description)
Answer
If more than one class of security will participate in the
proposed entitlement offer, make sure you clearly
identify any different treatment between the classes.
3D.2
*Class of +securities that will issued in the
proposed entitlement offer (please enter
both the ASX security code & description)
3D.3
*Has the offer ratio been determined?
3D.3a
*Offer ratio
Yes or No
for
Answer this question if your response to Q3D.3 is
“Yes” or “No”. If your response to Q3D.3 is “No” please
provide an indicative ratio and state as indicative.
Enter the quantity of additional securities to be offered
for a given quantity of securities held (for example, 1
for 2 means 1 new security will be offered for every 2
existing securities held).
Please only enter whole numbers (for example, an
entitlement offer of 1 new security for every 2.5 existing
securities held should be expressed as “2 for 5”).
+ See chapter 19 for defined terms
31 January 2020
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3D.3b
Appendix 3B
Proposed issue of +securities
*How and when will the offer ratio be
determined?
Answer this question if your response to Q3D.3 is “No”.
Note that once the offer ratio is determined, this must
be provided via an update announcement.
3D.4
*What will be done with fractional
entitlements?
☐ Fractions rounded up to the next whole
number
Select one item from the list.
☐ Fractions rounded down to the nearest
whole number or fractions disregarded
☐ Fractions sold and proceeds distributed
☐ Fractions of 0.5 or more rounded up
☐ Fractions over 0.5 rounded up
☐ Not applicable
3D.5
*Maximum number of +securities proposed
to be issued (subject to rounding)
3D.6
*Will individual +security holders be
permitted to apply for more than their
entitlement (i.e. to over-subscribe)?
3D.6a
*Describe the limits on over-subscription
Yes or No
Answer this question if your response to Q3D.6 is
“Yes”.
3D.7
*Will a scale back be applied if the offer is
over-subscribed?
3D.7a
*Describe the scale back arrangements
Yes or No
Answer this question if your response to Q3D.7 is
“Yes”.
3D.8
*In what currency will the offer be made?
For example, if the consideration for the issue is
payable in Australian Dollars, state AUD.
3D.9
*Has the offer price for the institutional offer
been determined?
3D.9a
*What is the offer price per +security for the
institutional offer?
Yes or No
Answer this question if your response to Q3D.9 is
“Yes” using the currency specified in your answer to
Q3D.8.
3D.9b
*How and when will the offer price for the
institutional offer be determined?
Answer this question if your response to Q3D.9 is “No”.
3D.9c
*Will the offer price for the institutional offer
be determined by way of a bookbuild?
Yes or No
Answer this question if your response to Q3D.9 is “No”.
If your response to this question is “yes”, please note
the information that ASX expects to be announced
about the results of the bookbuild set out in
section 4.12 of Guidance Note 30 Notifying an Issue of
Securities and Applying for their Quotation.
3D.9d
*Provide details of the parameters that will
apply to the bookbuild for the institutional
offer (e.g. the indicative price range for the
bookbuild)
Answer this question if your response to Q3D.9 is “No”
and your response to Q5B.9c is “Yes”.
+ See chapter 19 for defined terms
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3D.10
*Has the offer price for the retail offer been
determined?
3D.10a
*What is the offer price per +security for the
retail offer?
Appendix 3B
Proposed issue of +securities
Yes or No
Answer this question if your response to Q3D.10 is
“Yes” using the currency specified in your answer to
Q3B.8.
3D.10b
*How and when will the offer price for the
retail offer be determined?
Answer this question if your response to Q3D.10 is
“No”.
Part 3E – Proposed accelerated offer – timetable
If your response to Q1.6 is “An accelerated offer”, please complete the relevant questions in this Part.
Question
No.
Question
3E.1a
*First day of trading halt
Answer
The entity is required to announce the accelerated offer
and give a completed Appendix 3B to ASX. If the
accelerated offer is conditional on security holder
approval or any other requirement, that condition must
have been satisfied and the entity must have
announced that fact to ASX. An entity should also
consider the rights of convertible security holders to
participate in the issue and what, if any, notice needs
to be given to them in relation to the issue
3E.1b
*Announcement date of accelerated offer
3E.2
*Trading resumes on an ex-entitlement
basis (ex date)
For JUMBO, ANREO, AREO, SAREO, RAPIDs offers
3E.3
*Trading resumes on ex-rights basis
For PAITREO offers only
3E.4
*Rights trading commences
For PAITREO offers only
3E.5
*Date offer will be made to eligible
institutional +security holders
3E.6
*Application closing date for institutional
+security holders
3E.7
*Institutional offer shortfall book build date
For AREO, SAREO, RAPIDs, PAITREO offers
3E.8
*Announcement of results of institutional
offer
The announcement should be made before the
resumption of trading following the trading halt.
3E.9
*+Record date
Record date to identify security holders entitled to
participate in the offer. Per Appendix 7A sections 4, 5
and 6 the record date must be at least 2 business days
from the announcement date (day 0).
+ See chapter 19 for defined terms
31 January 2020
200968_4120257_1
Page 11
This appendix is available as an online form
Only use this form if the online version is not available
3E.10
Appendix 3B
Proposed issue of +securities
*Settlement date of new +securities issued
under institutional entitlement offer
If DvP settlement applies, provided the Appendix 2A is
given to ASX before noon (Sydney time) this day,
normal trading in the securities will apply on the next
business day, and if DvP settlement does not apply on
the business day after that.
3E.11
*+Issue date for institutional +security
holders
3E.12
*Normal trading of new +securities issued
under institutional entitlement offer
3E.13
*Date on which offer documents
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