Change in substantial holding x 2
Released
Released
Announcement PDF
604
page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme
KINGSTON RESOURCES LIMITED
ACN/ARSN
44 009 148 529
1. Details of substantial holder (1)
Name
2invest AG, Heidelberg, Germany
Deutsche Balaton Aktiengesellschaft, Heidelberg, Germany
VV Beteiligungen Aktiengesellschaft, Heidelberg, Germany
DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany
Wilhelm K.T. Zours, Heidelberg, Germany
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
15
/
05
/
24
The previous notice was given to the company on
The previous notice was dated
08
08
/
/
04
04
/
/
24
24
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Fully paid ordinary shares
Previous notice
Person’s votes
63,087,157
Voting power (5)
9.96%
Present notice
Person’s votes
106,084,742
Voting power (5)
15.00%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of change
Person whose
relevant interest changed
Nature of
change (6)
Consideration given
in relation to
change (7)
Class and number of
securities affected
Person’s
votes
affected
15 May 2024
Deutsche Balaton
Aktiengesellschaft
Entitlement Offer
$ 0.0650 per share
Ordinary shares,
42,997,585
42,997,585
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered
holder of
securities
Person entitled to be
registered as holder (8)
Nature of relevant interest (6)
Class and number
of securities
Person’s votes
2invest AG
2invest AG
-
Registered Holder
ordinary shares,
7,800,000
7,800,000
Deutsche Balaton
Aktiengesellschaft
2invest AG, Deutsche
Balaton
Aktiengesellschaft
-
Registered Holder, Control
over 2invest AG
ordinary shares,
50,797,585
50,797,585
VV Beteiligungen
Aktiengesellschaft
2invest AG, Deutsche
Balaton
Aktiengesellschaft
-
Major Shareholder of
Deutsche Balaton
Aktiengesellschaft
ordinary shares,
50,797,585
50,797,585
DELPHI
Unternehmensberatung
Aktiengesellschaft
2invest AG, Deutsche
Balaton
Aktiengesellschaft,
DELPHI
Unternehmensberatung
Aktiengesellschaft
-
Registered Holder, Holding
Company of VV Beteiligungen
Aktiengesellschaft
ordinary shares,
106,084,742
106,084,742
Wilhelm K.T. Zours
2invest AG, Deutsche
Balaton
Aktiengesellschaft,
DELPHI
Unternehmensberatung
Aktiengesellschaft
-
Major Shareholder of DELPHI
Unternehmensberatung
Aktiengesellschaft
ordinary shares,
106,084,742
106,084,742
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
2invest AG
Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
Deutsche Balaton Aktiengesellschaft
Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
VV Beteiligungen Aktiengesellschaft
Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
DELPHI Unternehmensberatung
Aktiengesellschaft
Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
Wilhelm K.T. Zours
69120 Heidelberg, Germany
Signature
print name
Alexander Link
sign here
(1)
capacity
date
15
/
05
/
DIRECTIONS
If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
24
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
(8)
If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
604
page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme
KINGSTON RESOURCES LIMITED
ACN/ARSN
44 009 148 529
1. Details of substantial holder (1)
Name
2invest AG, Heidelberg, Germany
DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany
Hansjoerg Plaggemars, Stuttgart, Germany
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
15
/
05
/
24
The previous notice was given to the company on
The previous notice was dated
08
08
/
/
04
04
/
/
24
24
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Fully paid ordinary shares
Previous notice
Person’s votes
63,087,157
Voting power (5)
9.96%
Present notice
Person’s votes
63,087,157
Voting power (5)
8.92%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of change
Person whose
relevant interest changed
Nature of
change (6)
Consideration given
in relation to
change (7)
Class and number of
securities affected
Person’s
votes
affected
15 May 2024
DELPHI
Unternehmensberatung
Aktiengesellschaft,
2invest AG
Dilution from issuance of
new shares
n/a
n/a
n/a
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered
holder of
securities
Person entitled to be
registered as holder (8)
Nature of relevant interest (6)
Class and number
of securities
Person’s votes
2invest AG
2invest AG
-
Registered Holder
ordinary shares,
7,800,000
7,800,000
DELPHI
Unternehmensberatung
Aktiengesellschaft
2invest AG, DELPHI
Unternehmensberatung
Aktiengesellschaft
-
Registered Holder, Indirect
major shareholder of 2invest
AG
ordinary shares,
63,087,157
63,087,157
Hansjoerg Plaggemars
2invest AG, DELPHI
Unternehmensberatung
Aktiengesellschaft
-
Sole director of 2invest AG
and director of DELPHI
Unternehmensberatung
Aktiengesellschaft with sole
power of representation
ordinary shares,
63,087,157
63,087,157
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
2invest AG
Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
DELPHI Unternehmensberatung
Aktiengesellschaft
Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
Hansjoerg Plaggemars
Vorsteigstrasse 21, 70193 Stuttgart, Germany
Signature
print name
Hansjoerg Plaggemars
sign here
(1)
capacity
Board Member
date
15
/
05
/
24
DIRECTIONS
If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
(8)
If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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